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Public Info posted an update 2 years, 10 months ago
Today, we have sanctioned four firms—M1 Finance LLC, Open to the Public Investing, Inc., SoFi Securities LLC, and SogoTrade, Inc.—a combined $2.6 million for violations relating to fully paid securities lending.
Learn more: https://t.co/RCtx7alXtG pic.twitter.com/nhDymaHdZT
— FINRA (@FINRA) December 6, 2023
