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Public Info posted an update 2 years, 5 months ago
Today we announced settled charges against five registered investment advisers for Marketing Rule violations. All five firms have agreed to settle the SEC’s charges and to pay $200,000 in combined penalties.
Read more: https://t.co/soZ41hDZA1 pic.twitter.com/L8n9EGmbvE
— U.S. Securities and Exchange Commission (@SECGov) April 12, 2024
