News

Press Release
SEC Charges Five Unregistered Brokers, Four Companies in Widespread Pre-IPO Fraud Scheme
Scheme resulted in more than $525 million in unregistered offerings, netting defendants more than $88 million in illicit profits from undisclosed fees
https://www.sec.gov/news/press-release/2023-245
FOR IMMEDIATE RELEASE
2023-245
Washington D.C.,…[Read more]

Please join us in congratulating our #ManagingDirector class of 2024!

These enterprise #leaders represent 16 areas of business across the four regions in which we operate, elevating the commercial value and impact we deliver to our #clients and communities daily.

Promotions… pic.twitter.com/FRuGcWDEHy

— BNY Mellon (@BNYMellon) December 6, 2023

Quickly approaching 300 consecutive days of inversion for 10y-3m Treasury yield spread (continues to be a record stretch) pic.twitter.com/t0To7MeNmx

— Liz Ann Sonders (@LizAnnSonders) December 7, 2023

Falling oil prices are feeding into a Goldilocks narrative, since they stem from more US supply, not weaker growth. US gas prices are the lowest in about a year even amid record demand. Saudi is losing market share to the US & Iran as it cuts: Paul Sankey https://t.co/FxfHKh1ywe pic.twitter.com/CCbr0PNpXl

— Lisa Abramowicz (@lisaabramowicz1) December 7, 2023

InvestorNewsBreaks – Red Cat Holdings Inc. (NASDAQ: RCAT) Announces Pricing of Underwritten Public Offering

InvestorNewsBreaks – Red Cat Holdings Inc. (NASDAQ: RCAT) Announces Pricing of Underwritten Public Offering

Home / InvestorWire NewsRoom / InvestorNewsBreaks /
December 7, 2…[Read more]

Video courtesy of StockInvestorDaily

With 2024 quickly approaching, it is important for firms to identify top risks to their resiliency strategy and risk management policies.

Read more on what risks are impacting firms the most in our latest release: https://t.co/0MSKJNMJ2E pic.twitter.com/sELkptOtPl

— DTCC (@The_DTCC) December 6, 2023

Today, we have sanctioned four firms—M1 Finance LLC, Open to the Public Investing, Inc., SoFi Securities LLC, and SogoTrade, Inc.—a combined $2.6 million for violations relating to fully paid securities lending.

Learn more: https://t.co/RCtx7alXtG pic.twitter.com/nhDymaHdZT

— FINRA (@FINRA) December 6, 2023

Want more order types? IBKR Pro clients using Trader Workstation have access to over 100 Order Types and Algos.

Learn more: https://t.co/x0GFifgsvD#IBKR #OrderTypes #IBKRPro pic.twitter.com/sF5KLrWnut

— Interactive Brokers (@IBKR) December 5, 2023

Marcela Suchánková, GŘ #ČSOB Penzijní společnosti v @tvnovaofficial (v čase 9:26): "„Se spořením je určitě dobré začít včas, i po částkách, které nejsou zatěžující pro rodinný rozpočet." rozpočet.https://t.co/ISiUXpAn7Q pic.twitter.com/lIuVZsslq1

— ČSOB (@CSOB_CZ) December 5, 2023

InvestorNewsBreaks – Sustain Southern California Names IBN as Media Sponsor for Upcoming Sustainability Private Capital Event

InvestorNewsBreaks – Sustain Southern California Names IBN as Media Sponsor for Upcoming Sustainability Private Capital Event

Home / InvestorWire NewsRoom / I…[Read more]

InvestorNewsBreaks — PaxMedica Inc. (NASDAQ: PXMD) CEO Featured in Just-Released Fireside Chat Video

InvestorNewsBreaks — PaxMedica Inc. (NASDAQ: PXMD) CEO Featured in Just-Released Fireside Chat Video

Home / InvestorWire NewsRoom / InvestorNewsBreaks /
December 6, 2023
InvestorNewsBreaks — Pax…[Read more]

Video courtesy of Interactive Brokers

InvestorNewsBreaks – Mullen Automotive Inc. (NASDAQ: MULN) Announces Filing of Landmark Federal Spoofing Lawsuit

InvestorNewsBreaks – Mullen Automotive Inc. (NASDAQ: MULN) Announces Filing of Landmark Federal Spoofing Lawsuit

Home / InvestorWire NewsRoom / InvestorNewsBreaks /
December 6, 2…[Read more]

InvestorNewsBreaks – HUB Cyber Security Ltd. (NASDAQ: HUBC) Secures Project with Prominent Swiss Aviation Vendor

InvestorNewsBreaks – HUB Cyber Security Ltd. (NASDAQ: HUBC) Secures Project with Prominent Swiss Aviation Vendor

Home / InvestorWire NewsRoom / InvestorNewsBreaks /
December 6, 2…[Read more]

Central banks added a net 42 tonnes to global official gold reserves in October.

Central banks continue to stockpile #gold. pic.twitter.com/BnlNtqATlG

— Gold Telegraph ⚡ (@GoldTelegraph_) December 5, 2023

InvestorNewsBreaks – IGC Pharma Inc. (NYSE American: IGC) Partners with Prominent Center to Integrate AI into Clinical Trials

InvestorNewsBreaks – IGC Pharma Inc. (NYSE American: IGC) Partners with Prominent Center to Integrate AI into Clinical Trials

Home / InvestorWire NewsRoom / I…[Read more]

Video courtesy of Eurex

InvestorNewsBreaks – Cybin Inc. (NEO: CYBN) (NYSE American: CYBN) Receives Notification of Additional US Patent for Proprietary Deuterated Psilocybin Analog P…[Read more]

InvestorNewsBreaks – Battery Mineral Resources Corp. (TSX.V: BMR) (OTCQB: BTRMF) Issues Operations, Permitting and Community Relations Update

InvestorNewsBreaks – Battery Mineral Resources Corp. (TSX.V: BMR) (OTCQB: BTRMF) Issues Operations, Permitting and Community Relations Update

Home / I…[Read more]